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Jul 4, 2017

Embedded Commissions On The Way Out?

by John DeGoey
The ongoing availability of embedded trailing commissions might just be about to end in Canada. A report on the subject from the Canadian Securities Administrators (CSA) was released on January 10, 2017. We’re now left with operational questions about how to implement the recommendations. Some stakeholders remain in denial about this development and are using questionable reasoning and public relations in an attempt to divert attention to maintain the status quo as long as possible....
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